DFX Intelligence

L••• E••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

L••• E••••• D•••••••

Advisor at B••••• F••••••••• I•••

Teutopolis, IL

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Search this name across graphsid dfx:ria:ea353619-43ce-b033-f881-34317a80ad7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• F••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• F••••••••• I•••	Independent wealth	Jan 11, 2018	n/a	yes	Teutopolis, IL	Current employment
P•••• S••••••••• L••	No RAUM reported	Sep 10, 2012	Jan 9, 2018	no	INDIANAPOLIS, IN\|TEUTOPOLIS, IL\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	B••••• F••••••••• I•••	Jan 9, 2018	Jan 11, 2018	2	Firm change	Ibd to RIA
E••••• J••••	P•••• S••••••••• L••	Jul 27, 2012	Sep 10, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
5685:291307:IN:2018-01-09	Jan 9, 2018	Jan 11, 2018	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (3)

→ B••••• F••••••••• I•••Registered adviserregistration: current employment
Jan 11, 2018 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 10, 2012 to Jan 9, 2018factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 19, 2012 to Jul 27, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea353619-43ce-b033-f881-34317a80ad7c
First observed: Mar 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.