DFX Intelligence

R•••••• J••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

R•••••• J••• V•••••••

Advisor at C••••••• W••••• M••••••••• L••

LA CANADA, CA

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Search this name across graphsid dfx:ria:ea3c3d0f-a5ff-29d0-b3c8-2eb9a9da3ee7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Feb 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• M••••••••• L••	Former SEC adviser	Apr 11, 2024	n/a	yes	LA CANADA, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Mar 2, 2018	Jan 12, 2024	no	Pasadena, CA\|PASADENA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	C••••••• W••••• M••••••••• L••	Jan 12, 2024	Apr 11, 2024	90	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
39262:329747:CA:2024-01-04	Jan 12, 2024	Apr 11, 2024	PASADENA, CA	Firm change

Relationships

Registered with (2)

→ C••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 11, 2024 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 2, 2018 to Jan 12, 2024factForm ADV

Dated events

Occurred
Jan 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea3c3d0f-a5ff-29d0-b3c8-2eb9a9da3ee7
First observed: Mar 2, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.