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B•••• C••••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)21 years in industry

B•••• C••••••••• K•••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:ea424783-b51b-2811-a6c9-63e9aa8da2f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 6, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Oct 5, 2017	n/a	yes	ST. LOUIS, MO	Current employment
C••••• I••••••••• S••••••••	Asset manager	Mar 29, 2017	Sep 13, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• S••••••••	S•••••• N••••••• • C••••••• I•••••••••	Sep 13, 2017	Oct 5, 2017	22	Firm change	Other
S•••••• N••••••• • C••••••• I•••••••••	C••••• I••••••••• S••••••••	Nov 29, 2016

Relationships

Registered with (3)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Oct 31, 2007 to Nov 29, 2016factForm ADV
→ C••••• I••••••••• S••••••••Registered adviserregistration: previous registration
Mar 29, 2017 to Sep 13, 2017factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2005 to Apr 13, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea424783-b51b-2811-a6c9-63e9aa8da2f3
First observed: Aug 12, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.