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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH

CRD 143681

MUNICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea4fce12-7fa1-0650-1953-3fe12a348b53

Data as of Jul 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Jul 12, 2019
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $854MItem 5.F on the latest filing (2019-07-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $836M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 34
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 20
SEC number: 801-67904
CRD: 143681
Filings on the tape: 18
First filed: Mar 30, 2012
Latest filed: Jul 12, 2019
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHRISTENSEN, LAWRENCE, JOSEPH	CHIEF FINANCIAL OFFICER	Na	yes	01/2014	Mar 31, 2014	Jul 12, 2019
HEITMAN LLC	100% SHAREHOLDER OF HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH	E	yes	08/2006	Mar 30, 2012	Jul 12, 2019
KE I LLC	MEMBER OF HEITMAN LLC	E	yes	01/1999	Mar 30, 2012	Jul 12, 2019
PERDRIX, JACQUES, ARNOLD CLAUDE	SENIOR VICE PRESIDENT, PORTFOLIO MANAGER	Na	yes	12/2017	May 6, 2019	Jul 12, 2019
STAMATO, ANTHONY	CHIEF LEGAL OFFICER	Na	yes	04/2017	Apr 10, 2017	Jul 12, 2019
WELTER, ANDREAS	SENIOR VICE PRESIDENT, PORTFOLIO MANAGER	Na	yes	12/2017	May 6, 2019	Jul 12, 2019
SNEED, SHAMINA	CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL	Na	no	07/2019	Jul 12, 2019	Jul 12, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HEITMAN CAPITAL MANAGEMENT LLC	n/a	Asset manager	$6.1B	N	yes	n/a
HEITMAN REAL ESTATE SECURITIES LLC	n/a	Other adviser	$1.8B	N	yes	n/a
HEITMAN INTERNATIONAL HK LIMITED	n/a	Asset manager	$432M	N	yes	n/a
HEITMAN INTERNATIONAL LLC	n/a	Other adviser	$352M	N	yes	n/a
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED	n/a	Former SEC adviser	$142M	N	yes	n/a
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED	n/a	No RAUM reported	$0	N	yes	n/a
HAPI I, LLC	n/a	n/a	n/a	N	yes	n/a
HCEPP MANAGEMENT COMPANY II SARL	n/a	n/a	n/a	N	yes	n/a
HEITMAN AMERICA REAL ESTATE TRUST, LLC	n/a	n/a	n/a	N	yes	n/a
HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, LLLC	n/a	n/a	n/a	N	yes	n/a
HEITMAN EUROPEAN RESIDENTIAL INVESTMENT GP	n/a	n/a	n/a	N	yes	n/a
HEITMAN HK LIMITED	n/a	n/a	n/a	N	yes	n/a
HEITMAN MANAGEMENT COMPANY SARL	n/a	n/a	n/a	N	yes	n/a
HEITMAN REAL ESTATE DEBT PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
HEITMAN SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
HEITMAN UK LIMITED	n/a	n/a	n/a	N	yes	n/a
HEITMAN VALUE PARTNERS II, LLC	n/a	n/a	n/a	N	yes	n/a
HEITMAN VALUE PARTNERS III, LLC	n/a	n/a	n/a	N	yes	n/a
HEITMAN VALUE PARTNERS IV, LLC	n/a	n/a	n/a	N	yes	n/a
HEPP III MANAGEMENT COMPANY SARL	n/a	n/a	n/a	N	yes	n/a
HEPP IV MANAGEMENT COMPANY SARL	n/a	n/a	n/a	N	yes	n/a
JAPAN SELF STORAGE GP, LLC	n/a	n/a	n/a	N	yes	n/a
MOUNTAIN HALLA, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$854M	$836M	34	4	1	n/a	n/a
2017	Mar 30, 2018	$499M	$472M	35	3	1	n/a	n/a
2016	Mar 31, 2017	$374M	$335M	31	3	n/a	n/a	n/a
2015	Mar 30, 2016	$375M	$305M	20	3	n/a	n/a	n/a
2014	Mar 31, 2015	$201M	$201M	17	16	n/a	n/a	n/a
2013	Mar 31, 2014	$114M	$114M	5	5	n/a	n/a	n/a
2012	Apr 1, 2013	$85.0M	$85.0M	4	4	n/a	n/a	n/a
2011	Mar 30, 2012	$62.0M	$62.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$854M	$499M	71.1%	$375M	31.6%	34	35	1	1

Relationships

Affiliated with (8)

→ HEITMAN CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ HEITMAN REAL ESTATE SECURITIES LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ HEITMAN INTERNATIONAL HK LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ HEITMAN INTERNATIONAL LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← HEITMAN INSTITUTIONAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← HEITMAN ENDOWMENT ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← CHRISTENSEN, LAWRENCE, JOSEPHOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV
← STAMATO, ANTHONYOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Apr 10, 2017 to presentfactForm ADV
← PERDRIX, JACQUES, ARNOLD CLAUDEOwnerSENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ownership code NA, individual
May 6, 2019 to presentfactForm ADV
← WELTER, ANDREASOwnerSENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ownership code NA, individual
May 6, 2019 to presentfactForm ADV
← HEITMAN LLCOwner100% SHAREHOLDER OF HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← KE I LLCOwnerMEMBER OF HEITMAN LLC, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← SNEED, SHAMINAOwnerCHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL, ownership code NA, individual
Jul 12, 2019 to presentfactForm ADV

Dated events

Occurred
May 6, 2019
Control person left
Eldon Roger Smith (Managing Director) no longer on Schedule A of Heitman International Real Estate Securities Gmbh (listed 2019-03-29, absent 2019-05-06)
Form ADVobserved 5 days ago
Occurred
May 6, 2019
Control person joined
Arnold Claude Jacques Perdrix (Senior Vice President, Portfolio Manager) appeared on Schedule A of Heitman International Real Estate Securities Gmbh
Form ADVobserved 5 days ago
Occurred
May 6, 2019
Control person joined
Andreas Welter (Senior Vice President, Portfolio Manager) appeared on Schedule A of Heitman International Real Estate Securities Gmbh
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Heitman International Real Estate Securities Gmbh reported RAUM $853.6M, up 71% from $498.9M (2018-08-20 to 2019-03-29)
Form ADVobserved 5 days ago
$355M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea4fce12-7fa1-0650-1953-3fe12a348b53
First observed: Mar 30, 2012
Last observed: Jul 12, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH

CRD 143681

MUNICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea4fce12-7fa1-0650-1953-3fe12a348b53

Data as of Jul 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHRISTENSEN, LAWRENCE, JOSEPH

CHIEF FINANCIAL OFFICER

yes

01/2014

Mar 31, 2014

Jul 12, 2019

HEITMAN LLC

100% SHAREHOLDER OF HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH

yes

08/2006

Mar 30, 2012

Jul 12, 2019

KE I LLC

MEMBER OF HEITMAN LLC

yes

01/1999

Mar 30, 2012

Jul 12, 2019

PERDRIX, JACQUES, ARNOLD CLAUDE

SENIOR VICE PRESIDENT, PORTFOLIO MANAGER

yes

12/2017

May 6, 2019

Jul 12, 2019

STAMATO, ANTHONY

CHIEF LEGAL OFFICER

yes

04/2017

Apr 10, 2017

Jul 12, 2019

WELTER, ANDREAS

SENIOR VICE PRESIDENT, PORTFOLIO MANAGER

yes

12/2017

May 6, 2019

Jul 12, 2019

SNEED, SHAMINA

CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL

07/2019

Jul 12, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HEITMAN CAPITAL MANAGEMENT LLC

n/a

Asset manager

$6.1B

yes

n/a

HEITMAN REAL ESTATE SECURITIES LLC

n/a

Other adviser

$1.8B

yes

n/a

HEITMAN INTERNATIONAL HK LIMITED

n/a

Asset manager

$432M

yes

n/a

HEITMAN INTERNATIONAL LLC

n/a

Other adviser

$352M

yes

n/a

HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED

n/a

Former SEC adviser

$142M

yes

n/a

HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED

n/a

No RAUM reported

yes

n/a

HAPI I, LLC

n/a

yes

n/a

HCEPP MANAGEMENT COMPANY II SARL

n/a

yes

n/a

HEITMAN AMERICA REAL ESTATE TRUST, LLC

n/a

yes

n/a

HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, LLLC

n/a

yes

n/a

HEITMAN EUROPEAN RESIDENTIAL INVESTMENT GP

n/a

yes

n/a

HEITMAN HK LIMITED

n/a

yes

n/a

HEITMAN MANAGEMENT COMPANY SARL

n/a

yes

n/a

HEITMAN REAL ESTATE DEBT PARTNERS, LLC

n/a

yes

n/a

HEITMAN SECURITIES LLC

n/a

yes

n/a

HEITMAN UK LIMITED

n/a

yes

n/a

HEITMAN VALUE PARTNERS II, LLC

n/a

yes

n/a

HEITMAN VALUE PARTNERS III, LLC

n/a

yes

n/a

HEITMAN VALUE PARTNERS IV, LLC

n/a

yes

n/a

HEPP III MANAGEMENT COMPANY SARL

n/a

yes

n/a

HEPP IV MANAGEMENT COMPANY SARL

n/a

yes

n/a

JAPAN SELF STORAGE GP, LLC

n/a

yes

n/a

MOUNTAIN HALLA, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$854M

$836M

n/a

2017

Mar 30, 2018

$499M

$472M

n/a

2016

Mar 31, 2017

$374M

$335M

n/a

2015

Mar 30, 2016

$375M

$305M

n/a

2014

Mar 31, 2015

$201M

n/a

2013

Mar 31, 2014

$114M

n/a

2012

Apr 1, 2013

$85.0M

n/a

2011

Mar 30, 2012

$62.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$854M

$499M

71.1%

$375M

31.6%