DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 22, 2025 | n/a | yes | GREENVILLE, SC | Current employment |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Aug 15, 2024 | Jul 31, 2025 | no | GREENVILLE, SC|TAYLORS, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• A••••• S••••••••• L•• | C••••• I••••••••• A••••••• L•• | Jul 31, 2025 | Sep 22, 2025 | 53 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | P••• A••••• S••••••••• L•• | Jul 18, 2024 | Aug 15, 2024 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Jul 18, 2024 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jan 6, 2015 | Jul 13, 2018 | no | COVINGTON, KY | Previous registration |
| 28 |
| Firm change |
| Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |