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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

WESTPORT STRATEGIES ADVISORS, LLC

CRD 163577

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea58c7b6-059a-ac66-d5c1-3372f4881221

Data as of Sep 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2012 to Sep 30, 2019
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.9BItem 5.F on the latest filing (2019-09-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 29
SEC number: 801-76594
CRD: 163577
Filings on the tape: 12
First filed: Apr 18, 2012
Latest filed: Sep 30, 2019
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARRINGTON, DONALD, PAUL	MANAGING MEMBER	C	yes	01/2011	Apr 18, 2012	Sep 30, 2019
HARRINGTON, DONALD, PAUL	MANAGING MEMBER	Na	yes	01/2012	Apr 18, 2012	Sep 30, 2019
SEIBEL, SCOTT, JOHN	MANAGING MEMBER	C	yes	01/2011	May 4, 2012	Sep 30, 2019
WESTPORT STRATEGIES, LLC	Shareholder	F	yes	01/2012	Apr 18, 2012	Sep 30, 2019
WESTPORT STRATEGIES, LLC	Shareholder	E	yes	01/2012	Apr 18, 2012	Sep 30, 2019
BUBECK, KYLE, ROGER	CHIEF COMPLIANCE OFFICER	Na	no	02/2012	Apr 18, 2012	Sep 30, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPACUITY LLC	n/a	Other adviser	$14B	N	yes	n/a
CAPACUITY SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Albany	NY	United States	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 31, 2019	$1.9B	$0	10	7	1	n/a	n/a
2017	Mar 31, 2018	$1.9B	$0	6	5	1	n/a	n/a
2016	Mar 30, 2017	$1.5B	$0	6	5	n/a	n/a	n/a
2015	Mar 28, 2016	$1.4B	$0	6	5	n/a	n/a	n/a
2014	Mar 30, 2015	$1.5B	$0	6	5	n/a	n/a	n/a
2013	Mar 31, 2014	$373M	$373M	6	5	n/a	n/a	n/a
2012	Mar 26, 2013	$214M	$214M	6	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.9B	$1.9B	-0.5%	$1.4B	9.6%	1	6	1	1

Relationships

Affiliated with (1)

→ CAPACUITY LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← HARRINGTON, DONALD, PAULOwnerMANAGING MEMBER, ownership code C, individual
Apr 18, 2012 to presentfactForm ADV
← SEIBEL, SCOTT, JOHNOwnerMANAGING MEMBER, ownership code C, individual
May 4, 2012 to presentfactForm ADV
← WESTPORT STRATEGIES, LLCOwnerSHAREHOLDER, ownership code F, domestic entity
Apr 18, 2012 to presentfactForm ADV

Owns (1)

← BUBECK, KYLE, ROGEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 18, 2012 to presentfactForm ADV

Registered with (1)

← Michael Anthony PorterAdvisorregistration: previous registration
Dec 13, 2012 to Jun 15, 2020factForm ADV

Dated events

Occurred
Mar 31, 2018
Regulatory AUM changed
Westport Strategies Advisors, Llc reported RAUM $1.9B, up 27% from $1.5B (2017-03-30 to 2018-03-31)
Form ADVobserved 4 days ago
$406M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea58c7b6-059a-ac66-d5c1-3372f4881221
First observed: Apr 18, 2012
Last observed: Sep 30, 2019 84 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTPORT STRATEGIES ADVISORS, LLC

CRD 163577

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea58c7b6-059a-ac66-d5c1-3372f4881221

Data as of Sep 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARRINGTON, DONALD, PAUL

MANAGING MEMBER

yes

01/2011

Apr 18, 2012

Sep 30, 2019

HARRINGTON, DONALD, PAUL

MANAGING MEMBER

yes

01/2012

Apr 18, 2012

Sep 30, 2019

SEIBEL, SCOTT, JOHN

MANAGING MEMBER

yes

01/2011

May 4, 2012

Sep 30, 2019

WESTPORT STRATEGIES, LLC

Shareholder

yes

01/2012

Apr 18, 2012

Sep 30, 2019

WESTPORT STRATEGIES, LLC

Shareholder

yes

01/2012

Apr 18, 2012

Sep 30, 2019

BUBECK, KYLE, ROGER

CHIEF COMPLIANCE OFFICER

02/2012

Apr 18, 2012

Sep 30, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPACUITY LLC

n/a

Other adviser

$14B

yes

n/a

CAPACUITY SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Albany

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 31, 2019

$1.9B

n/a

2017

Mar 31, 2018

$1.9B

n/a

2016

Mar 30, 2017

$1.5B

n/a

2015

Mar 28, 2016

$1.4B

n/a

2014

Mar 30, 2015

$1.5B

n/a

2013

Mar 31, 2014

$373M

n/a

2012

Mar 26, 2013

$214M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.9B

-0.5%

$1.4B

9.6%