DFX Intelligence

C••••••••• C•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

C••••••••• C•••• H•••

Advisor at S•••••• P•••••••• L••

OMAHA, NE | Flatwoods, KY

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Search this name across graphsid dfx:ria:ea71196b-ba9a-f035-71a0-2589606450f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 7, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P•••••••• L••	Independent wealth	Jan 9, 2026	n/a	yes	Flatwoods, KY\|OMAHA, NE	Current employment
W•• B•••••••• S•••••••• I•••	Bd affiliated wealth	Sep 7, 2018	Mar 22, 2024	no	RUSSELL, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• B•••••••• S•••••••• I•••	S•••••• P•••••••• L••	Mar 22, 2024	Jan 9, 2026	658	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ S•••••• P•••••••• L••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ W•• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 7, 2018 to Mar 22, 2024factForm ADV

Dated events

Occurred
Mar 22, 2024
Advisor changed firm
C••••••••• C•••• H••• left W•• B•••••••• S•••••••• I••• for S•••••• P•••••••• L•• (registered 2026-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea71196b-ba9a-f035-71a0-2589606450f5
First observed: Sep 7, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.