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Advisor at CETERA INVESTMENT ADVISERS LLC
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | LAS VEGAS, NV | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Oct 3, 2016 | Mar 21, 2024 | no | LAS VEGAS, NV | Previous registration |
| ONE WEALTH MAP, LLC | Independent wealth | Aug 25, 2015 | Sep 26, 2015 | no | LAS VEGAS, NV | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | May 21, 2014 | Oct 3, 2016 | no | HENDERSON, NV|LYNNFIELD, MA | Previous registration |
| CORNERSTONE FINANCIAL ADVISORS LTD. | State registered | Feb 1, 2002 | Jun 25, 2014 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |
| INVESTORS CAPITAL ADVISORY | ONE WEALTH MAP, LLC | Oct 3, 2016 | Aug 25, 2015 | -405 | Firm change after gap | Other |
| ONE WEALTH MAP, LLC | CETERA ADVISORS LLC | Sep 26, 2015 | Oct 3, 2016 | 373 | Firm change | Other |
| CORNERSTONE FINANCIAL ADVISORS LTD. | INVESTORS CAPITAL ADVISORY | Jun 25, 2014 | May 21, 2014 | -35 | Firm change after gap | Other |