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Advisor at VALIC FINANCIAL ADVISORS, INC.
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 21, 2016 | n/a | yes | HOUSTON, TX | Current employment |
| CETERA INVESTMENT MANAGEMENT LLC | No RAUM reported | Jun 9, 2014 | Dec 31, 2015 | no | SCHAMBURG, IL | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 9, 2014 | Dec 31, 2015 | no | SCHAUMBURG, IL | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 9, 2014 | Dec 31, 2015 | no | EL SEGUNDO, CA|EL SEGUNDO, CA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jun 9, 2014 | Dec 31, 2015 | no | GREENWOOD VILLAGE, CO|GREENWOOD VILLAGE, IL|EL SEGUNDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | CETERA ADVISOR NETWORKS LLC | Dec 31, 2015 | Jun 9, 2014 | -570 | Channel change | Other |
| CETERA INVESTMENT ADVISERS LLC | CETERA INVESTMENT MANAGEMENT LLC | Dec 31, 2015 | Jun 9, 2014 | -570 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Dec 31, 2015 | Jun 9, 2014 | -570 | Firm change after gap | Other |
| CETERA INVESTMENT MANAGEMENT LLC | VALIC FINANCIAL ADVISORS, INC. | Dec 31, 2015 | Dec 21, 2016 | 356 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:105644:CA:2015-12-28 | Dec 31, 2015 | Jun 9, 2014 | EL SEGUNDO, CA | Firm change after gap |