DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• F•••••••• A••••••• G••••
Hanover, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• F•••••••• A••••••• G•••• | Independent wealth | Jan 7, 2025 | n/a | yes | Hanover, MD | Current employment |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Oct 11, 2021 | Apr 3, 2024 | no | Malvern, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••••• A•••••••• I••• | P•••••••• F•••••••• A••••••• G•••• | Apr 3, 2024 | Jan 7, 2025 | 279 | Firm change | Ibd to RIA |
| T••••• A••••••• S•••••••• I••• | V••••••• A•••••••• I••• | Oct 23, 2019 | Oct 11, 2021 |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 26, 2016 | Oct 23, 2019 | no | FORT MYERS, FL|FT. MYERS, FL | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jan 4, 2007 | Dec 31, 2016 | no | FORT MYERS, FL|FORT MYERS, FL|FORT MYERS, FL|FT. MYERS, FL | Previous registration |
| 719 |
| Firm change after gap |
| Ibd to ibd |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 26, 2016 | -96 | Bulk transfer | Other |