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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Dickerson, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 10, 2021 | n/a | yes | Dickerson, MD | Current employment |
| TRIPP FINANCIAL CONSULTANTS, INC. | Former SEC adviser | Jan 15, 1994 | Feb 4, 2022 | no | ROCKVILLE, MD|DICKERSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRIPP FINANCIAL CONSULTANTS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 4, 2022 | Dec 10, 2021 | -56 | Firm change after gap | Other |