DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••••••• S••••••••• I•••
INDIANAPOLIS, IN | Lincolnshire, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Aug 31, 2026 | n/a | yes | INDIANAPOLIS, IN|Lincolnshire, IL | Current employment |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Oct 20, 2022 | Sep 11, 2024 | no | Lincolnshire, IL|INDIANAPOLIS, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• S••••••••• L•• | O••••••••• S••••••••• I••• | Oct 22, 2021 | Oct 20, 2022 | 363 | Firm change | Ibd to ibd |
| N•• E•••••• S••••••••• C••••••••• | P•••• S••••••••• L•• | Dec 22, 2014 | May 13, 2015 |
| P•••• S••••••••• L•• | No RAUM reported | May 13, 2015 | Oct 22, 2021 | no | DOWNERS GROVE, IL|ROSEMONT, IL | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Jan 13, 2009 | Dec 22, 2014 | no | CHICAGO, IL|SCHAUMBURG, IL|CHICAGO, IL | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Aug 7, 2002 | Jun 21, 2004 | no | DOWNERS GROVE, IL | Previous registration |
| 142 |
| Firm change |
| Other |
| P•••• S••••••••• L•• | N•• E•••••• S••••••••• C••••••••• | Jun 21, 2004 | Jan 13, 2009 | 1,667 | Firm change after gap | Other |