DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 157433
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| EAST ROCK ENDOWMENT FUND, L.P. | Hedge Fund | $989M | Jul 15, 2024 | 5 | Feb 10, 2012 | reported | 021-477752 |
| EAST ROCK DJMD FUND, L.P. | Hedge Fund | $505M | Jul 15, 2024 | 5 | Mar 27, 2015 | reported | 021-481764 |
| EAST ROCK GRANITE FUND, L.P. | Hedge Fund | $408M | Jul 15, 2024 | 3 | Mar 27, 2015 | reported | 021-481765 |
| EAST ROCK FOCUS FUND, L.P. | Hedge Fund | $377M | Jul 15, 2024 | 80 | Feb 10, 2012 | reported | 021-504166 |
| EAST ROCK LORELEI FUND, L.P. | Hedge Fund | $311M | Jul 15, 2024 | 4 | Mar 26, 2014 | reported | 021-481768 |
| EAST ROCK SIMCO ENDOWMENT FUND, L.P. | Hedge Fund | $256M | Jul 15, 2024 | 2 | Feb 10, 2012 | reported | 021-481771 |
| EAST ROCK VICTORIA FUND, L.P. | Hedge Fund | $252M | Jul 15, 2024 | 8 | Mar 28, 2016 | reported | 021-484748 |
| EAST ROCK OREN FUND, L.P. | Hedge Fund | $236M | Jul 15, 2024 | 5 | Mar 26, 2021 | reported | 021-481769 |
| EAST ROCK CHARITABLE FUND, L.P. | Hedge Fund | $125M | Jul 15, 2024 | 2 | Feb 10, 2012 | reported | 021-477747 |
| EAST ROCK TIVOLI FUND, L.P. | Hedge Fund | $108M | Jul 15, 2024 | 2 | Mar 26, 2021 | reported | 021-481772 |
| EAST ROCK EAI FUND, LLC - SERIES A | Private Equity Fund | $46.7M | Jul 15, 2024 | 25 | Mar 26, 2021 | reported | 021-378050 |
| EAST ROCK EAI FUND, LLC - SERIES B | Private Equity Fund | $23.9M | Jul 15, 2024 | 26 | Mar 27, 2023 | reported | 021-450989 |
| ER-WDE, L.P. | Private Equity Fund | $657,736 | Jul 15, 2024 | 27 | Feb 10, 2012 | reported | 021-169758 |
| EAST ROCK SCS FUND, L.P. | Hedge Fund | $329,665 | Jan 24, 2022 | 3 | Feb 10, 2012 | dropped | n/a |
| ER-RANGER, LLC | Private Equity Fund | $0 | Jan 24, 2022 | 7 | Mar 27, 2015 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADAM SHAPIRO 2007 TRUST; TRUSTEE, ADAM JOHN SHAPIRO | MANAGING MEMBER | D | yes | 12/2021 | Mar 26, 2014 | Jul 15, 2024 |
| ADAM SHAPIRO 2007 TRUST; TRUSTEE, ADAM JOHN SHAPIRO | Member | E | yes | 01/2007 | Mar 26, 2014 | Jul 15, 2024 |
| ER ACQUISITION, LLC | Member | C | yes | 12/2021 | Jan 24, 2022 | Jul 15, 2024 |
| GETCHELL, SHAUN, ROBERT | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | Na | yes | 03/2019 | Mar 26, 2019 | Jul 15, 2024 |
| LMM FAMILY CORP. | GENERAL PARTNER | F | yes | 04/2005 | Mar 27, 2017 | Jul 15, 2024 |
| MARKS, MICHAEL, SETH | CHIEF OPERATING OFFICER | Na | yes | 01/2010 | Feb 10, 2012 | Jul 15, 2024 |
| MILLER, STUART, ALAN | Partner | C | yes | 04/2005 | Feb 10, 2012 | Jul 15, 2024 |
| MOLINET, BRYAN, CHRISTOPHER | CHIEF FINANCIAL OFFICER | Na | yes | 03/2019 | Mar 26, 2019 | Jul 15, 2024 |
| SAIONTZ, LESLIE, MILLER | Partner | C | yes | 04/2005 | Feb 10, 2012 | Jul 15, 2024 |
| SHAPIRO PARTNERS MANAGEMENT, LLC | MANAGING MEMBER | C | yes | 01/2007 | Feb 10, 2012 | Jul 15, 2024 |
| SHAPIRO, ADAM, JOHN | MANAGING PARTNER | Na | yes | 01/2007 | Feb 10, 2012 | Jul 15, 2024 |
| SHAPIRO, ADAM, JOHN | MANAGING MEMBER | F | yes | 01/2007 | Feb 10, 2012 | Jul 15, 2024 |
| MP ALPHA HOLDINGS LLLP | Member | B | no | 10/2006 | Feb 10, 2012 | Jul 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| EAST ROCK CAPITAL GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| EAST ROCK FOCUS FUND GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charlotte | Nc | United States | 2 | no |
| Miami | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $4.8B | $4.8B | 38 | 15 | 2 | 15 | n/a |
| 2024 | Mar 28, 2025 | $3.9B | $3.9B | 38 | 16 | 2 | 14 | n/a |
| 2023 | Mar 28, 2024 | $3.6B | $3.6B | 36 | 14 | 1 | 13 | $3.6B |
| 2022 | Mar 27, 2023 | $3.2B | $3.2B | 31 | 12 | 1 | 13 | $3.2B |
| 2021 | Mar 25, 2022 | $3.1B | $3.1B | 26 | 10 | 1 | 12 | $3.1B |
| 2020 | Mar 26, 2021 | $2.6B | $2.6B | 27 | 11 | 2 | 14 | $2.6B |
| 2019 | Mar 27, 2020 | $2.1B | $2.1B | 22 | 9 | 2 | 11 | $2.1B |
| 2018 | Mar 26, 2019 | $2.0B | $2.0B | 19 | 10 | 1 | 11 | $2.0B |
| 2017 | Mar 26, 2018 | $2.0B | $2.0B | 17 | 10 | 1 | 11 | $2.0B |
| 2016 | Mar 27, 2017 | $1.8B | $1.8B | 14 | 11 | n/a | 11 | $1.8B |
| 2015 | Mar 28, 2016 | $1.8B | $1.7B | 12 | 10 | n/a | 11 | $1.7B |
| 2014 | Mar 27, 2015 | $1.6B | $1.5B | 12 | 9 | n/a | 10 | $1.5B |
| 2013 | Mar 26, 2014 | $1.4B | $1.3B | 11 | 10 | n/a | 7 | $1.3B |
| 2012 | Mar 26, 2013 | $1.1B | $1.1B | 10 | 9 | n/a | 6 | $1.1B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.8B | $3.9B | 21.7% | $3.2B | 13.7% | 38 | 38 | 2 | 2 |