DFX Intelligence

T••• S•••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T••• S•••••• G••••••••

Advisor at H••••• A•• C••••••• I•••

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea8e62f5-9d30-9e93-8cb1-2d74f2752339

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• A•• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• A•• C••••••• I•••	Independent wealth	Sep 3, 2020	n/a	yes	BATON ROUGE, LA\|BATON ROUGE, LA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 13, 2020	Aug 27, 2020	no	LAKE CHARLES, LA\|SLIDELL, LA\|Alexandria, LA\|BATON ROUGE, LA\|ALEXANDRIA, LA\|COVINGTON, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H••••• A•• C••••••• I•••	Aug 27, 2020	Sep 3, 2020	7	Firm change	Ibd to RIA
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	May 13, 2020	May 13, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:6413:LA:2020-05-13	May 13, 2020	May 13, 2020	ALEXANDRIA, LA	Firm change
136865:105644:WA:2015-06-05	Jun 5, 2015	Jun 1, 2015	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ H••••• A•• C••••••• I•••Registered adviserregistration: current employment
Sep 3, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 13, 2020 to Aug 27, 2020factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 1, 2015 to May 13, 2020factForm ADV
→ C•••••• O•• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea8e62f5-9d30-9e93-8cb1-2d74f2752339
First observed: Feb 7, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.