DFX Intelligence

J••••••••• N••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••••••••• N••••• C•••••••••

Advisor at P••••••• F•••••••• S•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:ea94c9a8-aced-b5b2-b94e-95a59f4a349c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	May 16, 2025	n/a	yes	BALLWIN, MO\|Valley Park, MO\|DALLAS, TX	Current employment
C••••• • C••••••• I•••	Former SEC adviser	Jan 6, 2016	May 16, 2025	no	BALLWIN, MO\|BALLWIN, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • C••••••• I•••	P••••••• F•••••••• S•••••••• I•••	May 16, 2025	May 16, 2025	0	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ C••••• • C••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2016 to May 16, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea94c9a8-aced-b5b2-b94e-95a59f4a349c
First observed: Jan 6, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.