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Advisor at COMMONWEALTH FINANCIAL NETWORK
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 20, 2016 | n/a | yes | OVERLAND PARK, KS | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 3, 2005 | Oct 25, 2016 | no | LEAWOOD, KS|Overland Park, KS|OVERLAND PARK, KS|LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Oct 25, 2016 | Oct 20, 2016 | -5 | Firm change | Other |