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CRD 145877
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BROADWICK FUNDING LTD. | Other Private Fund | $154M | Mar 15, 2013 | 1 | Sep 21, 2012 | reported | n/a |
| GLACIER FUNDING CDO I, LTD. | Other Private Fund | $86.8M | Mar 15, 2013 | 1 | Sep 21, 2012 | reported | n/a |
| VERO DISTRESSED ABS OPPORTUNITY MASTER FUND, B.V. | Hedge Fund | $12.3M | Mar 15, 2013 | 1 | Mar 21, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BARBARESI, GEORGE | MEMBER/GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | B | yes | 02/2005 | Mar 21, 2012 | Mar 15, 2013 |
| DOWNEY, STEVE | MEMBER/CFO | A | yes | 02/2005 | Mar 21, 2012 | Mar 15, 2013 |
| GEIGER, ROBERT, CHARLES | MEMBER/CEO | C | yes | 02/2005 | Mar 21, 2012 | Mar 15, 2013 |
| GRANT, DARIUS, GEORGE | MEMBER/HEAD OF INVESTMENT STRATEGIES AND SOLUTIONS | A | yes | 01/2010 | Mar 21, 2012 | Mar 15, 2013 |
| CHAPMAN, GREG | Member | A | no | 02/2005 | Mar 21, 2012 | Mar 15, 2013 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Mar 15, 2013 | $254M | $254M | 4 | 4 | n/a | 3 | $254M |
| 2011 | Mar 21, 2012 | $720M | $720M | n/a | n/a | n/a | 1 | $58.9M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $254M | $720M | -64.8% | n/a | n/a | 4 | n/a | n/a | n/a |