DFX Intelligence

S•• I••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•• I••••• C••••••

S•• I••••• C•••••• LP, CRD 305087

DALLAS, TX

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Search this name across graphsid dfx:ria:ea9d0c16-7a70-943f-6118-99193b571b0b

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 7
On other graphs: 2
Observed: Sep 25, 2019 to Mar 30, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•• I••••• C••••••

Private equity manager · shared crd

Independent Sponsorsidentity

S•• I••••• C••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $533M••• Locked
Discretionary RAUM: $533M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $533Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• F• W•••••••••	n/a	Dallas, TX	6	17	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• I••••• C•••••• I• L•	Private Equity Fund	$170M	Mar 26, 2024	66	Mar 30, 2021	reported	021-373384
S•• I••••• M•• I••••••••• L•	Private Equity Fund	$139M	Mar 26, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• B•••••••• C••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2020	Oct 28, 2020	Mar 26, 2024
D•••• I••• W••••••• F•••••	Member	C	yes	02/2019	Sep 25, 2019	Mar 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• I••••• C•••••• I• G• L•	n/a	n/a	n/a	Y	yes	n/a
S•• I••••• M•• I••••••••• G• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$533M	$723M	-26.2%	$292M	22.2%	14	12	0	0

Relationships

Advises (6)

→ S•• I••••• C•••••• I• S•••••• C•• L•Private fundPrivate Equity Fund, IA
Mar 24, 2022 to presentfactForm ADV
→ S•• I••••• M•• I••••••••• • A• L•Private fundPrivate Equity Fund, IA
Sep 25, 2019 to presentfactForm ADV
→ S•• I••••• C•••••• I• L•Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ S•• I••••• M•• I••••••••• L•

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
S•• I••••• C•••••• reported RAUM $533.5M, down 26% from $723.0M (2025-03-28 to 2026-03-30)
Form ADVobserved 7 days ago
$-190M
Occurred
Mar 28, 2025
Regulatory AUM changed
S•• I••••• C•••••• reported RAUM $723.0M, up 88% from $385.5M (2024-03-26 to 2025-03-28)
Form ADVobserved 7 days ago
$338M
Occurred
Mar 31, 2023
Regulatory AUM changed
S•• I••••• C•••••• reported RAUM $292.3M, down 27% from $399.5M (2022-04-06 to 2023-03-31)
Form ADVobserved 7 days ago
$-107M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea9d0c16-7a70-943f-6118-99193b571b0b
First observed: Sep 25, 2019
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.