DFX Intelligence

T••• A••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner20 years in industry

T••• A••••• G••••

Advisor at S••••• A•••••••••

SANTA ROSA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eaa45815-e1e3-e671-5025-0f6f666748a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••••••••	Independent wealth	May 9, 2025	n/a	yes	SANTA ROSA, CA	Current employment
F•••••• A•••••••	Independent wealth	Dec 16, 2020	Jun 7, 2025	no	S•••••, CA\|Santa Rosa, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• A•••••••	S••••• A•••••••••	Jun 7, 2025	May 9, 2025	-29	Firm change	RIA to new firm
W•••• F•••• A•••••••	F•••••• A•••••••	Jan 15, 2021	Dec 16, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
305614:335435:CA:2025-06-07	Jun 7, 2025	May 9, 2025	SANTA ROSA, CA	Firm change

Relationships

Registered with (3)

→ S••••• A•••••••••Registered adviserregistration: current employment
May 9, 2025 to presentfactForm ADV
→ F•••••• A•••••••Registered adviserregistration: previous registration
Dec 16, 2020 to Jun 7, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 25, 2013 to Jan 15, 2021factForm ADV

Dated events

Occurred
Jun 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eaa45815-e1e3-e671-5025-0f6f666748a5
First observed: Oct 25, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.