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CRD 130651
RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GREENE, KEVIN, ROBERT | Partner | C | yes | 01/2006 | Mar 26, 2012 | Mar 28, 2013 |
| MCCARTY, AIMEE, ELIZABETH | MEMBER, DIRECTOR OF MARKETING | A | yes | 02/2004 | Mar 26, 2012 | Mar 28, 2013 |
| MCCARTY, STEPHEN, DUKES | MEMBER, MANAGING DIRECTOR, CHIEF OPERATING & CHIEF COMPLIANCE OFFICER | D | yes | 02/2004 | Mar 26, 2012 | Mar 28, 2013 |
| NAYDEN, DENIS, JAMES | Partner | C | yes | 01/2006 | Mar 26, 2012 | Mar 28, 2013 |
| TREPP, WARREN, GEORGE | MANAGING MEMBER | E | yes | 09/2005 | Mar 26, 2012 | Mar 28, 2013 |
| BACK IN BUSINESS, LLC | Member | B | no | 01/2006 | Mar 26, 2012 | Mar 28, 2013 |
| JAMES ALPHA MANAGEMENT, LLC | Member | B | no | 01/2011 | Mar 26, 2012 | Mar 28, 2013 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Mar 28, 2013 | $22.7M | $22.7M | 3 | 1 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $34.4M | $34.4M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $22.7M | $34.4M | -34.0% | n/a | n/a | 3 | n/a | n/a | n/a |