DFX Intelligence

G••••• H•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

G••••• H•••••• W•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

VIRGINIA BEACH, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 6, 2017	n/a	yes	VIRGINIA BEACH, VA	Current employment
B••• S••••••••• L••	Former SEC adviser	Jan 2, 2013	Oct 18, 2017	no	VIRGINIA BEACH, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 18, 2017	Oct 6, 2017	-12	Firm change	Other
S•••• • S••••••••• L••	B••• S••••••••• L••	Jan 2, 2013	Jan 2, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
142785:149018:VA:2017-10-18	Oct 18, 2017	Oct 6, 2017	VIRGINIA BEACH, VA	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 6, 2017 to presentfactForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2013 to Oct 18, 2017factForm ADV
→ S•••• • S••••••••• L••Registered adviserregistration: previous registration
Feb 13, 2009 to Jan 2, 2013factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 16, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.