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Advisor at HARVEY INVESTMENT COMPANY, LLC
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARVEY INVESTMENT COMPANY, LLC | Independent wealth | Apr 24, 2013 | n/a | yes | LOUISVILLE, KY | Current employment |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Oct 29, 2012 | Mar 11, 2013 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.J.B. HILLIARD, W.L. LYONS, LLC | HARVEY INVESTMENT COMPANY, LLC | Mar 11, 2013 | Apr 24, 2013 | 44 | Firm change | Other |