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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

APC FINANCIAL PLANNING

ASSET PLANNING CORPORATION, CRD 7890

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ead3d2ac-8395-725f-b65b-a59b97cd2eb8

Data as of Aug 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 12
On other graphs: 0
Observed: Apr 2, 2012 to Aug 26, 2025
52 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $407MItem 5.F on the latest filing (2025-08-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $401M
Private client RAUM: $407MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 928
Individual clients: 164
High net worth clients: 116
Custody, client assets: $151M
SEC number: 801-11448
CIK: 7773
CRD: 7890
Filings on the tape: 52
First filed: Apr 2, 2012
Latest filed: Aug 26, 2025
Organised: Corporation, TN

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HORNICK, SUZANNE, WADDELL	CHIEF COMPLIANCE OFFICER	Na	yes	06/2021	Jul 27, 2021	Nov 8, 2024
Ottaviano, Joseph	President	E	yes	10/2020	Oct 30, 2020	Nov 8, 2024
OTTAVIANO, CAROL	CORPORATE SECRETARY	B	no	12/2021	Jan 26, 2022	Nov 8, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 21, 2025	$407M	$401M	9	6	1	n/a	n/a
2023	Feb 15, 2024	$372M	$366M	8	5	1	n/a	n/a
2022	Feb 24, 2023	$319M	$310M	8	6	1	n/a	n/a
2021	Jan 26, 2022	$327M	$320M	8	6	1	n/a	n/a
2020	Feb 16, 2021	$264M	$258M	7	5	0	n/a	n/a
2019	Feb 25, 2020	$236M	$230M	6	4	0	n/a	n/a
2018	Mar 18, 2019	$205M	$200M	6	4	0	n/a	n/a
2017	Feb 15, 2018	$211M	$206M	7	4	0	n/a	n/a
2016	Mar 2, 2017	$182M	$177M	7	4	n/a	n/a	n/a
2015	Mar 8, 2016	$169M	$164M	7	3	n/a	n/a	n/a
2014	Mar 18, 2015	$169M	$167M	5	3	n/a	n/a	n/a
2013	Mar 24, 2014	$161M	$158M	6	4	n/a	n/a	n/a
2012	Mar 21, 2013	$138M	$134M	5	3	n/a	n/a	n/a
2011	Apr 2, 2012	$120M	$116M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	n/a	0	0	0	0	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$407M	$372M	9.4%	$327M	7.6%	9	8	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAVANT WEALTH MANAGEMENT	5	Jan 15, 2026	Jan 6, 2026	KNOXVILLE, TN	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (10)

← STEPHEN MANNING CARLSONAdvisorregistration: previous registration
Jun 30, 2016 to Jan 15, 2026factForm ADV
← SUZANNE WADDELL HORNICKAdvisorregistration: previous registration
Dec 1, 2008 to Jan 15, 2026factForm ADV
← ADAM THOMAS KORNEGAYAdvisorregistration: previous registration
Oct 28, 2022 to Jan 15, 2026factForm ADV
← Joseph N. OttavianoAdvisorregistration: previous registration
Mar 31, 2016 to Jan 15, 2026factForm ADV
← Daniel Benton MyersAdvisorregistration: previous registration
Jul 26, 2024 to Jan 15, 2026factForm ADV
← James MortonAdvisorregistration: previous registration
May 25, 2023 to Aug 4, 2023factForm ADV
← KEVIN MILLERAdvisorregistration: previous registration
Jun 8, 2021 to Aug 1, 2022factForm ADV
← Jonathan David McAlisterAdvisorregistration: previous registration
Jan 4, 2021 to Mar 19, 2021factForm ADV
← WESLEY SPAULDING BROWNAdvisorregistration: previous registration
Aug 20, 2009 to Oct 30, 2014factForm ADV
← DREW MOORE MCMILLINAdvisorregistration: previous registration
Jan 1, 2010 to Aug 31, 2010factForm ADV

Moved with (1)

→ SAVANT WEALTH MANAGEMENTRegistered adviser5 advisors, firm absorbed, same day
Jan 15, 2026 to Jan 6, 2026factForm ADV

Controls (2)

← HORNICK, SUZANNE, WADDELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 27, 2021 to Nov 8, 2024factForm ADV
← Ottaviano, JosephOwnerPRESIDENT, ownership code E, individual
Oct 30, 2020 to Nov 8, 2024factForm ADV

Owns (1)

← OTTAVIANO, CAROLOwnerCORPORATE SECRETARY, ownership code B, individual
Jan 26, 2022 to Nov 8, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 15, 2026
Firm absorbed
Apc Financial Planning's advisors moved to Savant Wealth Management (Knoxville, TN): 5 of 5 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Jan 15, 2026
Advisor changed firm
Stephen Manning Carlson left Apc Financial Planning for Savant Wealth Management (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2026
Advisor changed firm
Daniel Benton Myers left Apc Financial Planning for Savant Wealth Management (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2026
Advisor changed firm
Joseph N. Ottaviano left Apc Financial Planning for Savant Wealth Management (registered 2026-01-06)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2026
Advisor changed firm
Suzanne Waddell Hornick left Apc Financial Planning for Savant Wealth Management (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2026
Advisor changed firm
Adam Thomas Kornegay left Apc Financial Planning for Savant Wealth Management (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Aug 4, 2023
Advisor changed firm
James Morton left Apc Financial Planning for Cary Street Partners (registered 2023-08-08)
Form ADVobserved 4 days ago
Occurred
Aug 1, 2022
Advisor changed firm
Kevin Miller left Apc Financial Planning for Fidelity Personal And Workplace Advisors (registered 2022-11-15)
Form ADVobserved 4 days ago
Occurred
Jan 26, 2022
Control person left
Kemp Paul Fain (Executive Chairman) no longer on Schedule A of Apc Financial Planning (listed 2021-07-28, absent 2022-01-26)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2021
Control person joined
Waddell Suzanne Himes (Chief Compliance Officer) appeared on Schedule A of Apc Financial Planning
Form ADVobserved 4 days ago
Occurred
Oct 30, 2020
Control person joined
Joseph Ottaviano (President And Chief Compliance Officer) appeared on Schedule A of Apc Financial Planning
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Feb 2, 2026
Apc Financial Planning no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $406.6M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ead3d2ac-8395-725f-b65b-a59b97cd2eb8
First observed: Apr 2, 2012
Last observed: Aug 26, 2025 12 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

APC FINANCIAL PLANNING

ASSET PLANNING CORPORATION, CRD 7890

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ead3d2ac-8395-725f-b65b-a59b97cd2eb8

Data as of Aug 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HORNICK, SUZANNE, WADDELL

CHIEF COMPLIANCE OFFICER

yes

06/2021

Jul 27, 2021

Nov 8, 2024

Ottaviano, Joseph

President

yes

10/2020

Oct 30, 2020

Nov 8, 2024

OTTAVIANO, CAROL

CORPORATE SECRETARY

12/2021

Jan 26, 2022

Nov 8, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 21, 2025

$407M

$401M

n/a

2023

Feb 15, 2024

$372M

$366M

n/a

2022

Feb 24, 2023

$319M

$310M

n/a

2021

Jan 26, 2022

$327M

$320M

n/a

2020

Feb 16, 2021

$264M

$258M

n/a

2019

Feb 25, 2020

$236M

$230M

n/a

2018

Mar 18, 2019

$205M

$200M

n/a

2017

Feb 15, 2018

$211M

$206M

n/a

2016

Mar 2, 2017

$182M

$177M

n/a

2015

Mar 8, 2016

$169M

$164M

n/a

2014

Mar 18, 2015

$169M

$167M

n/a

2013

Mar 24, 2014

$161M

$158M

n/a

2012

Mar 21, 2013

$138M

$134M

n/a

2011

Apr 2, 2012

$120M

$116M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$407M

$372M

9.4%

$327M

7.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAVANT WEALTH MANAGEMENT

Jan 15, 2026

Jan 6, 2026

KNOXVILLE, TN

Firm absorbed

RIA to RIA

100.0%