DFX Intelligence

T•••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•••• C•••••• M••••••••• I•••

CRD 167303

WEXFORD, PA

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Search this name across graphsid dfx:ria:ead81635-fd73-0779-1404-47055315055a

Data as of Apr 2, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 4
Observed: May 21, 2019 to Apr 2, 2020
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•••• C•••••• M••••••••• I•••

Private equity manager · shared crd

Independent Sponsorsidentity

T•••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Venture Capitalidentity

T•••• C•••••• M••••••••• I•••

Venture manager · shared crd

Private Equityidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $638M••• Locked
Discretionary RAUM: $287M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••••• A•••••••• C•••••• I••• L••	Private Equity Fund	$150M	Apr 2, 2020	1	Mar 27, 2019	reported	021-286624
F••••• C•••••• C••••••••• L••	Private Equity Fund	$125M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••••• S••••••	MANAGING PARTNER	D	yes	08/2013	May 21, 2019	Apr 2, 2020
H••••••• M••••••• L•	Partner	B	yes	08/2013	May 21, 2019	Apr 2, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••• C•••••• P•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
T•••• C•••••• P••••••• I•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 2, 2020	$638M	$287M	14	11	0	5	$567M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$638M	n/a	n/a	n/a	n/a	14	n/a	0	n/a

Relationships

Advises (5)

→ W•••••• A•••••••• C•••••• I••• L••Private fundPrivate Equity Fund, IA
Mar 27, 2019 to presentfactForm ADV
→ W•••••• A•••••••• C••••••• L••Private fundPrivate Equity Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ W•••••• A•••••••• C•••••• I•• L••Private fundPrivate Equity Fund, IA
Mar 27, 2019 to presentfactForm ADV
→ T•••• C•••••• P••••••• I•• L•

Dated events

Occurred
May 21, 2019
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ead81635-fd73-0779-1404-47055315055a
First observed: May 21, 2019
Last observed: Apr 2, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.