DFX Intelligence

A•••• H•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A•••• H•••••• F••••

Advisor at O••••••••• • C•• I•••

NASHVILLE, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 26, 2022	n/a	yes	NASHVILLE, TN	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 25, 2022	Oct 25, 2022	no	Nashville, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	O••••••••• • C•• I•••	Oct 25, 2022	Oct 26, 2022	1	Firm change	Ibd to ibd
B• R•••• W••••• M•••••••••	B• R•••• W••••• A•••••••• I•••	Oct 25, 2022	Aug 25, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:249:TN:2022-10-25	Oct 25, 2022	Oct 26, 2022	NASHVILLE, TN	Firm change
2543:115927:TN:2022-10-25	Oct 25, 2022	Aug 25, 2022	NASHVILLE, TN	Firm change after gap

Relationships

Registered with (4)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Oct 26, 2022 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2022 to Oct 25, 2022factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 31, 2017 to Oct 25, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Order

Occurred
25 Oct 2022
Advisor changed firm2 events
A•••• H•••••• F••••: advisor changed firm, 2 firms, on 25 Oct 2022
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 19, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.