DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at GOLDEN RESERVE RETIREMENT, LLC
DUBLIN, OH | Independence, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GOLDEN RESERVE RETIREMENT, LLC | Independent wealth | Jun 27, 2023 | n/a | yes | DUBLIN, OH|Independence, OH | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 15, 2019 | Jun 16, 2020 | no | CLEVELAND HEIGHTS, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 15, 2016 | Oct 28, 2019 | no | Cleveland, OH | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 27, 2015 | Jan 13, 2016 | no | INDEPENDENCE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | GOLDEN RESERVE RETIREMENT, LLC | Jun 16, 2020 | Jun 27, 2023 | 1,106 | Firm change after gap | Ibd to RIA |
| MORGAN STANLEY | COMMONWEALTH FINANCIAL NETWORK | Oct 28, 2019 | Nov 15, 2019 | 18 | Firm change | Wirehouse to ibd |
| VALIC FINANCIAL ADVISORS, INC. | MORGAN STANLEY | Jan 13, 2016 | Jan 15, 2016 | 2 | Firm change | Other |