DFX Intelligence

J••• E••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

J••• E••••• S••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Birmingham, MI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 3, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jun 18, 2025	n/a	yes	Birmingham, MI\|NEW YORK, NY	Current employment
S•••••••• I••••••••• A•••••••• L••	Former SEC adviser	Jan 3, 2014	Jul 11, 2025	no	BIRMINGHAM, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 11, 2025	Jun 18, 2025	-23	Firm change	RIA to RIA
T•••••• C••••••• L••	S•••••••• I••••••••• A•••••••• L••	Jan 3, 2014	Jan 3, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
169114:133535:MI:2025-06-30	Jul 11, 2025	Jun 18, 2025	BIRMINGHAM, MI	Firm change

Relationships

Registered with (5)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ S•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2014 to Jul 11, 2025factForm ADV
→ T•••••• C••••••• L••Registered adviserregistration: previous registration
Sep 13, 2013 to Jan 3, 2014factForm ADV
→ T•••••• I••••••••• M••••••••• L••

Dated events

Order

Occurred
11 Jul 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 3, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.