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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

ROBERT KENT WELSH

Advisor at CETERA INVESTMENT ADVISERS LLC

EAGLE, CO

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Search this name across graphsid dfx:ria:eaf603d6-5b47-e83b-656a-ceeac5f336ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 14, 2018
First registration: Jan 10, 2005
Dual registered: yes, broker-dealer
Other names: ROBERT KENT WELSH
IAPD individual key: 4082702

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	EAGLE, CO	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	May 13, 2020	Sep 5, 2025	no	Eagle, CO\|Eagle, CO\|DALLAS, TX	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 3, 2017	May 14, 2020	no	GUNNISON, CO	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 10, 2005	Feb 12, 2008	no	BLACKSBURG, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	AVANTAX ADVISORY SERVICES	May 14, 2020	May 13, 2020	-1	Firm change	Ibd to ibd
AVANTAX ADVISORY SERVICES	TRANSAMERICA FINANCIAL ADVISORS, LLC	Feb 12, 2008	Nov 3, 2017	3,552	Firm change after gap	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
May 13, 2020 to Sep 5, 2025factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 3, 2017 to May 14, 2020factForm ADV

Dated events

No dated event names this entity yet.