DFX Intelligence

J•••• C•••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

J•••• C•••••• N••••••

Advisor at M•• C•••••• A••••••• L••

FISHERS, IN | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:eaf8c8fe-f382-21a0-1f51-0fa03b5fed2d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 23, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• A••••••• L••	Independent wealth	Mar 31, 2026	n/a	yes	FISHERS, IN\|SCOTTSDALE, AZ	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Feb 3, 2006	Dec 31, 2008	no	ALBANY, NY\|WILTON, NY\|MOUNT KISCO, NY\|WATERFORD, NY\|WARWICK, NY\|ALBANY, NY\|NEWBURGH, NY\|AMSTERDAM, NY\|ALBANY, NY\|WHITE PLAINS, NY\|ALBANY, NY\|RENSSELAER, NY\|NEWBURGH, NY\|BURLINGTON, VT\|S. BURLINGTON, VT\|S BURLINGTON, VT\|BRATTLEBORO, VT\|ESSEX JUNCTION, VT\|ALBANY, NY\|ALBANY, NY\|S BURLINGTON, VT\|S BURLINGTON, VT\|S BURLINGTON, VT\|ALBANY, NY\|WEST SAND LAKE, NY\|HUDSON, NY\|GLOVERSVILLE, NY\|TROY, NY\|GLOVERSVILLE, NY\|ALBANY, NY\|RENSSELEAR, NY\|SCHENECTADY, NY\|ST ALBANS, VT\|TROY, NY\|RAVENA, NY\|RUTLAND, VT\|ALBANY, NY\|STONE RIDGE, NY\|ALBANY, NY\|MONTGOMERY, NY\|JOHNSTOWN, NY\|BALLSTON SPA, NY\|DELMAR, NY\|HUDSON, NY\|POUGHQUAG, NY\|GLENMONT, NY\|LATHAM, NY\|ALBANY, NY\|BURLINGTON, VT\|BURLINGTON, VT\|ALBANY, NY\|Schenectady, NY\|NEWBURGH, NY\|GLENMONT, NY\|TROY, NY\|CHESTER, NY\|BROOKLYN, OH\|BROOKLYN, OH\|SARATOGA SPRINGS, NY\|RENSSELAER, NY\|ALBANY, NY\|ALBANY, NY\|ALBANY, NY\|ALBANY, NY\|ALBANY, NY\|SCHENECTADY, NY\|HUDSON, NY\|KINGSTON, NY\|POUGHQUAG, NY\|WALLKILL, NY\|RED HOOK, NY\|MIDDLETOWN, NY\|PHOENICIA, NY\|POUGHKEEPSIE, NY\|MAHOPAC, NY\|PAWLING, NY\|QUEENSBURY, NY\|RAVENA, NY\|CASTLETON, NY\|WHITE PLAINS, NY\|DELMAR, NY\|GOSHEN, NY\|MONTICELLO, NY\|GUILDERLAND, NY\|SARATOGA SPRINGS, NY\|NEW CITY, NY\|SCHENECTADY, NY\|POUGHKEEPSIE, NY\|POUND RIDGE, NY\|FISHKILL, NY\|ALBANY, NY\|RUTLAND, VT\|ALBANY, NY\|CLIFTON PARK, NY\|Cohoes, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	M•• C•••••• A••••••• L••	Dec 31, 2008	Mar 31, 2026	6,299	Firm change after gap	Other

Relationships

Registered with (2)

→ M•• C•••••• A••••••• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 3, 2006 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eaf8c8fe-f382-21a0-1f51-0fa03b5fed2d
First observed: Feb 3, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.