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Advisor at C•••••••
Santa Barbara, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | Institutional manager | Dec 7, 2015 | n/a | yes | Santa Barbara, CA | Current employment |
| W•••• I••••••••• A•••••••• L•• | Other adviser | Jun 10, 2015 | Dec 31, 2020 | no | LINCROFT, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | C••••••• | Dec 31, 2020 | Dec 7, 2015 | -1,851 | Firm change after gap | Other |
| I••••••••• F•••••••• P••••••• | W•••• I••••••••• A•••••••• L•• | May 27, 2015 | Jun 10, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125112:208512:CA:2015-05-27 | May 27, 2015 | Jun 10, 2015 | SANTA BARBARA, CA | Firm change |
| I••••••••• F•••••••• P••••••• |
| Bd affiliated wealth |
| Nov 24, 2010 |
| May 27, 2015 |
| no |
| SANTA BARBARA, CA |
| Previous registration |
| N•• A•••••••• I••• | n/a | Dec 8, 2009 | Dec 1, 2010 | no | SANTA BARBARA, CA|BRYAN, OH | Previous registration |
| 14 |
| Firm change |
| Other |
| N•• A•••••••• I••• | I••••••••• F•••••••• P••••••• | Dec 1, 2010 | Nov 24, 2010 | -7 | Bulk transfer | Other |