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Advisor at EMERSON EQUITY LLC
SAN MATEO, CA | Irvine, CA | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | San Diego, CA|Irvine, CA|SAN MATEO, CA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Feb 10, 2009 | Aug 23, 2022 | no | SAN DIEGO, CA|SAN DIEGO, CA|Escondido, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 20, 1998 | Apr 7, 2009 | no | SAN DIEGO, CA|REDONDO BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | EMERSON EQUITY LLC | Aug 23, 2022 | Jan 1, 2025 | 862 | Firm change after gap | Ibd to ibd |
| LPL FINANCIAL LLC | INDEPENDENT FINANCIAL GROUP, LLC | Apr 7, 2009 | Feb 10, 2009 | -56 | Firm change after gap | Other |