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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
SOUTHFIELD, MI | GROSSE POINTE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Dec 8, 2016 | n/a | yes | SOUTHFIELD, MI|GROSSE POINTE, MI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 4, 2010 | Dec 15, 2016 | no | PORTAGE, MI|FARMINGTON HILLS, MI|NORTHVILLE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Dec 15, 2016 | Dec 8, 2016 | -7 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:793:MI:2016-12-15 | Dec 15, 2016 | Dec 8, 2016 | NORTHVILLE, MI | Firm change |