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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

KYLE JOHN SOSCIA

Advisor at LPL FINANCIAL LLC

IRVINE, CA

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Search this name across graphsid dfx:ria:eb1ecf33-6c88-5fae-a9eb-435af0b93ddb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 6, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 5, 2018
First registration: Apr 6, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6904974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 20, 2026	n/a	yes	IRVINE, CA	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	May 30, 2024	Mar 27, 2026	no	PHOENIX, AZ\|Las Vegas, NV	Previous registration
CONFIDENCE WEALTH MANAGEMENT, INC.	Independent wealth	May 15, 2023	May 6, 2024	no	Las Vegas, NV\|LOS ANGELES, CA	Previous registration
THE WEALTH CONSULTING GROUP	Independent wealth	Feb 13, 2020	May 9, 2023	no	LAS VEGAS, NV	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Apr 6, 2018	Jan 28, 2020	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	LPL FINANCIAL LLC	Mar 27, 2026	Apr 20, 2026	24	Firm change	RIA to ibd
CONFIDENCE WEALTH MANAGEMENT, INC.	FOUNDATIONS INVESTMENT ADVISORS LLC	May 6, 2024	May 30, 2024	24	Firm change	RIA to RIA
THE WEALTH CONSULTING GROUP	CONFIDENCE WEALTH MANAGEMENT, INC.	May 9, 2023	May 15, 2023	6	Firm change	RIA to RIA
GOLDMAN SACHS WEALTH SERVICES, L.P.	THE WEALTH CONSULTING GROUP	Jan 28, 2020	Feb 13, 2020	16	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 20, 2026 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
May 30, 2024 to Mar 27, 2026factForm ADV
→ CONFIDENCE WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
May 15, 2023 to May 6, 2024factForm ADV
→ THE WEALTH CONSULTING GROUPRegistered adviserregistration: previous registration
Feb 13, 2020 to May 9, 2023factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Apr 6, 2018 to Jan 28, 2020factForm ADV

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
Kyle John Soscia left Foundations Investment Advisors Llc for Lpl Financial Llc (registered 2026-04-20)
Form ADVobserved 6 days ago
Occurred
May 6, 2024
Advisor changed firm
Kyle John Soscia left Confidence Wealth Management, Inc. for Foundations Investment Advisors Llc (registered 2024-05-30)
Form ADVobserved 6 days ago
Occurred
May 9, 2023
Advisor changed firm
Kyle John Soscia left The Wealth Consulting Group for Confidence Wealth Management, Inc. (registered 2023-05-15)
Form ADVobserved 6 days ago