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Advisor at WELLS FARGO ADVISORS
SIOUX FALLS, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | n/a | yes | SIOUX FALLS, SD | Current employment |
| A. G. EDWARDS & SONS, INC. | n/a | Mar 19, 2007 | Jan 1, 2008 | no | SIOUX FALLS, SD|SIOUX FALLS, SD|ST. LOUIS, MO | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Jul 1, 1998 | Aug 21, 2002 | no | SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| PIPER SANDLER & CO. | A. G. EDWARDS & SONS, INC. | Aug 21, 2002 | Mar 19, 2007 | 1,671 | Firm change after gap | Other |