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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NESTLERODE & LOY, INC.

CRD 2907

STATE COLLEGE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb32807f-4ab3-2c8f-0cb9-2fcc4a2bec31

Data as of Dec 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 1, 2011 to Dec 23, 2025
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $199MItem 5.F on the latest filing (2025-12-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $199M
Private client RAUM: $184MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $199Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 612
Individual clients: 215
High net worth clients: 47
SEC number: 801-112333
CIK: 71088
CRD: 2907
Filings on the tape: 23
First filed: Dec 1, 2011
Latest filed: Dec 23, 2025
Organised: Corporation, PA
Website: nestlerode.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JUDY LYNNE LOY	Chartered Financial Consultant	STATE COLLEGE, PA	14	34	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, BRIAN LEE	Cfo	Na	yes	01/2010	Dec 1, 2011	Dec 11, 2024
LOY, JUDY LYNNE	Ceo	E	yes	07/1996	Dec 1, 2011	Dec 11, 2024
LOY, STEPHEN ALLAN	Director	Na	yes	12/2021	Jan 11, 2024	Dec 11, 2024
NESTLERODE, DANIEL JARED	Owner	B	yes	09/1965	Dec 1, 2011	Dec 11, 2024
SHARER, JODY MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2009	Dec 1, 2011	Dec 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 11, 2024	$185M	$185M	3	1	0	n/a	n/a
2023	Dec 20, 2023	$155M	$155M	3	1	0	n/a	n/a
2022	Dec 6, 2022	$144M	$144M	4	1	0	n/a	n/a
2021	Dec 14, 2021	$167M	$167M	5	2	0	n/a	n/a
2020	Dec 22, 2020	$143M	$143M	4	2	0	n/a	n/a
2019	Dec 18, 2019	$126M	$126M	5	3	0	n/a	n/a
2018	Dec 10, 2018	$119M	$119M	5	3	0	n/a	n/a
2011	Dec 1, 2011	$61.1M	$60.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$199M	$155M	28.3%	$167M	6.0%	4	3	0	0

Relationships

Registered with (1)

← JUDY LYNNE LOYAdvisorregistration: current employment
May 15, 2012 to presentfactForm ADV

Controls (5)

← LOY, JUDY LYNNEOwnerCEO, ownership code E, individual
Dec 1, 2011 to Dec 11, 2024factForm ADV
← NESTLERODE, DANIEL JAREDOwnerOWNER, ownership code B, individual
Dec 1, 2011 to Dec 11, 2024factForm ADV
← SHARER, JODY MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 1, 2011 to Dec 11, 2024factForm ADV
← ANDERSON, BRIAN LEEOwnerCFO, ownership code NA, individual
Dec 1, 2011 to Dec 11, 2024factForm ADV
← LOY, STEPHEN ALLANOwnerDIRECTOR, ownership code NA, individual
Jan 11, 2024 to Dec 11, 2024factForm ADV

Dated events

Occurred
Jan 11, 2024
Control person joined
Stephen Allan Loy (Director) appeared on Schedule A of Nestlerode & Loy, Inc.
Form ADVobserved 3 days ago
Occurred
Dec 20, 2017
First Form ADV filing
Nestlerode & Loy, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb32807f-4ab3-2c8f-0cb9-2fcc4a2bec31
First observed: Dec 1, 2011
Last observed: Dec 23, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NESTLERODE & LOY, INC.

CRD 2907

STATE COLLEGE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb32807f-4ab3-2c8f-0cb9-2fcc4a2bec31

Data as of Dec 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JUDY LYNNE LOY

Chartered Financial Consultant

STATE COLLEGE, PA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, BRIAN LEE

Cfo

yes

01/2010

Dec 1, 2011

Dec 11, 2024

LOY, JUDY LYNNE

Ceo

yes

07/1996

Dec 1, 2011

Dec 11, 2024

LOY, STEPHEN ALLAN

Director

yes

12/2021

Jan 11, 2024

Dec 11, 2024

NESTLERODE, DANIEL JARED

Owner

yes

09/1965

Dec 1, 2011

Dec 11, 2024

SHARER, JODY MARIE

CHIEF COMPLIANCE OFFICER

yes

06/2009

Dec 1, 2011

Dec 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Dec 11, 2024

$185M

n/a

2023

Dec 20, 2023

$155M

n/a

2022

Dec 6, 2022

$144M

n/a

2021

Dec 14, 2021

$167M

n/a

2020

Dec 22, 2020

$143M

n/a

2019

Dec 18, 2019

$126M

n/a

2018

Dec 10, 2018

$119M

n/a

2011

Dec 1, 2011

$61.1M

$60.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$199M

$155M

28.3%

$167M

6.0%