This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$58.9MItem 5.F on the latest filing (2020-03-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$58.9M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

3

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

2

Private funds

1Schedule D 7.B(1)

Private fund GAV

$20.2Mgross asset value as reported per fund; never fund size

Custody, client assets

$20.2M

SEC number

801-106585

CRD

277135

Filings on the tape

10

First filed

Aug 20, 2015

Latest filed

Mar 30, 2020

Organised

Limited Liability Company, Ohio

• Occurred

  Aug 20, 2015
  First Form ADV filing

  Gamma-Q, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:eb3c9bd8-be27-1cf1-76ab-71f98fe9f511

First observed

Aug 20, 2015

Last observed

Mar 30, 2020 78 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.