This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FIRST MANHATTAN CO. LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

May 16, 2024

First registration

May 16, 2024

Dual registered

yes, broker-dealer

Other names

Jackie Phan|Jacquelin Phan

IAPD individual key

7877922

• Occurred

  Apr 28, 2026
  Advisor changed firm

  Jacqueline Phan left J.P. Morgan Securities Llc for First Manhattan Co. Llc (registered 2026-05-01)

  Form ADVobserved 5 days ago
• Occurred

  Oct 31, 2024
  Advisor changed firm

  Jacqueline Phan left Pruco Securities, Llc for J.P. Morgan Securities Llc (registered 2024-11-26)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:eb448fd0-3754-8479-fdde-abec41526b3b

First observed

May 16, 2024

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.