DFX Intelligence

M••••••••• A••••••• C•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M••••••••• A••••••• C•

M••••••••• A••••••• C•MPANY, CRD 105518

ST SIMONS ISLAND, GA

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Search this name across graphsid dfx:ria:eb669359-461b-c187-f441-141ab5ee5746

Data as of Mar 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2012 to Mar 18, 2019
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $332M••• Locked
Discretionary RAUM: $332M
Private client RAUM: $215Mderived••• Locked
Private client share: 65%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• E•••••• A•••••••	Owner	D	yes	02/1982	Jan 23, 2012	Mar 18, 2019
K••••• E•••••• A•••••••	Chairman	Na	yes	02/1982	Jan 23, 2012	Mar 18, 2019

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$332M	$359M	-7.5%	$323M	0.9%	3	3	0	0

Relationships

Controls (2)

← K••••• E•••••• A•••••••OwnerOWNER, ownership code D, individual
Jan 23, 2012 to presentfactForm ADV
← K••••• J•••• A••••OwnerOWNER, ownership code C, individual
Jan 23, 2012 to presentfactForm ADV

Owns (1)

← M••••••••• H••••••• C••••••OwnerOWNER, ownership code E, domestic entity
Jan 23, 2012 to presentfactForm ADV

Registered with (1)

← KEVIN DAVID RILEY

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb669359-461b-c187-f441-141ab5ee5746
First observed: Jan 23, 2012
Last observed: Mar 18, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.