DFX Intelligence

W•••••• G••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

W•••••• G••••• C•••••••

Advisor at P••••••• A•••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:eb6a8d55-b5c7-03a6-4a48-fb4f35cff342

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Feb 19, 2013	n/a	yes	SAN FRANCISCO, CA	Current employment
B••••••• C•••••• I•••	Former SEC adviser	Jan 18, 2011	Mar 8, 2013	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• I•••	P••••••• A•••••••• L••	Mar 8, 2013	Feb 19, 2013	-17	Firm change	Other
A••••••••• L•••	B••••••• C•••••• I•••	Mar 29, 2011	Jan 18, 2011

Relationships

Registered with (3)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 19, 2013 to presentfactForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jan 18, 2011 to Mar 8, 2013factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Jan 1, 2005 to Mar 29, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb6a8d55-b5c7-03a6-4a48-fb4f35cff342
First observed: Jan 1, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.