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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

GREGG DAVID LAZARESCU

Advisor at WELLS FARGO ADVISORS

Rumson, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:eb6ea982-f5e5-c806-605e-4c2aa2bdf686

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 14, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Apr 21, 1993
First registration: Aug 14, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2325004

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2012	n/a	yes	NEW YORK, NY\|Rumson, NJ	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 14, 2012	no	New York, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 10, 2006	Apr 2, 2007	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 14, 1997	Feb 14, 2006	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Jun 14, 2012	Jun 15, 2012	1	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	MORGAN STANLEY DW INC.	Feb 14, 2006	Feb 10, 2006	-4	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 15, 2012 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 14, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 10, 2006 to Apr 2, 2007factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 14, 1997 to Feb 14, 2006factForm ADV

Dated events

No dated event names this entity yet.