DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SOLID ROCK WEALTH MANAGEMENT
BOZEMAN, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOLID ROCK WEALTH MANAGEMENT | State registered | May 5, 2014 | n/a | yes | BOZEMAN, MT | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | May 2, 2007 | Jul 9, 2014 | no | SAN DIEGO, CA|BOZEMAN, MT|SAN DIEGO, CA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Nov 22, 2005 | Apr 12, 2007 | no | SEATTLE, WA|SEATTLE, WA|BOZEMAN, MT | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | May 12, 2003 | Nov 18, 2005 | no | BOZEMAN, MT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | SOLID ROCK WEALTH MANAGEMENT | Jul 9, 2014 | May 5, 2014 | -65 | Firm change after gap | Other |
| KMS FINANCIAL SERVICES, INC | INDEPENDENT FINANCIAL GROUP, LLC | Apr 12, 2007 | May 2, 2007 | 20 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | KMS FINANCIAL SERVICES, INC | Nov 18, 2005 | Nov 22, 2005 | 4 | Firm change | Other |