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Reading the graph
Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Woburn, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 23, 2023 | n/a | yes | Woburn, MA | Current employment |
| NOVADIUS WEALTH MANAGEMENT | Independent wealth | Dec 5, 2019 | May 12, 2022 | no | Fishers, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NOVADIUS WEALTH MANAGEMENT | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 12, 2022 | Aug 23, 2023 | 468 | Firm change after gap | Other |