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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL | MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 28, 2013 | n/a | yes | ST. PETERSBURG, FL|MEMPHIS, TN | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 10, 2011 | Jul 3, 2013 | no | ST. PETERSBURG, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 26, 2010 | Apr 21, 2011 | no | Tampa, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 25, 2008 | Nov 3, 2009 | no | ST. PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Apr 21, 2011 | May 10, 2011 | 19 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Nov 3, 2009 | Feb 26, 2010 | 115 | Firm change | Wirehouse to wirehouse |