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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ | ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | n/a | yes | SCOTTSDALE, AZ|ST. PETERSBURG, FL|ST. PETERSBURG, FL | Current employment |
| SIGNATOR FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 17, 2015 | Jan 7, 2016 | no | Portsmouth, NH|BOSTON, MA|BOSTON, MA | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Dec 4, 2014 | Nov 2, 2018 | no | PORTSMOUTH, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | SIGNATOR FINANCIAL SERVICES, INC. | Nov 2, 2018 | Jul 17, 2015 | -1,204 | Firm change after gap | Other |
| SIGNATOR FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 7, 2016 | Nov 2, 2018 | 1,030 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19061:23131:MA:2015-12-28 | Jan 7, 2016 | Nov 2, 2018 | BOSTON, MA | Firm change after gap |