DFX Intelligence

R•••••• J••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

R•••••• J••• M•••••••

Advisor at L•• F•••••••• L••

NEWPORT BEACH, CA | Little Rock, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb9f758d-8e4f-c8df-ae8c-01692605199d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 8, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 12, 2026	n/a	yes	NEWPORT BEACH, CA\|Little Rock, AR	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 3, 2025	Jan 9, 2026	no	LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Jan 9, 2026	Jan 12, 2026	3	Firm change	Ibd to ibd
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Jun 11, 2025	Jun 3, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
47439:6413:AR:2019-03-25	Mar 25, 2019	Mar 20, 2019	PINE BLUFF, AR	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 20, 2019 to Jun 11, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 3, 2025 to Jan 9, 2026factForm ADV
→ S•••••• F•••• I••••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 8, 2019 to Mar 25, 2019factForm ADV

Dated events

Occurred
Jan 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb9f758d-8e4f-c8df-ae8c-01692605199d
First observed: Jan 8, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.