L••• H•••••

Advisor at E••••• J••••

ST. LOUIS, MO | Millersburg, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eba66476-12f9-3414-8e78-b815067d9f83

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Sep 8, 2022	n/a	yes	ST. LOUIS, MO\|Millersburg, MI	Current employment
C•• A•••• M••••••••• I•••	Independent wealth	Nov 23, 2021	Aug 29, 2022	no	SOUTHFIELD, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••• M••••••••• I•••	E••••• J••••	Aug 29, 2022	Sep 8, 2022	10	Firm change	RIA to ibd
L•• A••••••• I•••	C•• A•••• M••••••••• I•••	Jul 27, 2021	Nov 23, 2021

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: current employment
Sep 8, 2022 to presentfactForm ADV
→ C•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 23, 2021 to Aug 29, 2022factForm ADV
→ L•• A••••••• I•••Registered adviserregistration: previous registration
Jul 6, 2021 to Jul 27, 2021factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Aug 29, 2022
Advisor changed firm
L••• H••••• left C•• A•••• M••••••••• I••• for E••••• J•••• (registered 2022-09-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eba66476-12f9-3414-8e78-b815067d9f83
First observed: Jun 11, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.