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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

JAMES PHILIP SANDAGER

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | WEST DES MOINES, IA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jun 14, 1995
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: JIM SANDAGER|JAMES PHILIP SANDAGER
IAPD individual key: 2617708

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Dec 9, 2008	n/a	yes	WEST DES MOINES, IA\|PLYMOUTH, MN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 26, 2008	May 19, 2011	no	WEST DES MOINES, IA	Previous registration
SANDAGER ADVISORS LLC	n/a	Oct 13, 2005	Jun 9, 2009	no	DES MOINES, IA	Previous registration
SYVERSON STREGE	Independent wealth	Jan 1, 1999	Jan 26, 2006	no	WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	May 19, 2011	Dec 9, 2008	-891	Firm change after gap	Other
SANDAGER ADVISORS LLC	LPL FINANCIAL LLC	Jun 9, 2009	Nov 26, 2008	-195	Firm change after gap	Other
SYVERSON STREGE	SANDAGER ADVISORS LLC	Jan 26, 2006	Oct 13, 2005	-105	Firm change after gap	Other

Relationships

Registered with (4)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Dec 9, 2008 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 26, 2008 to May 19, 2011factForm ADV
→ SANDAGER ADVISORS LLCRegistered adviserregistration: previous registration
Oct 13, 2005 to Jun 9, 2009factForm ADV
→ SYVERSON STREGERegistered adviserregistration: previous registration
Jan 1, 1999 to Jan 26, 2006factForm ADV

Dated events

No dated event names this entity yet.