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Advisor at WELLS FARGO ADVISORS
CINCINNATI, OH | Augusta, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 30, 2015 | n/a | yes | CINCINNATI, OH|Augusta, KY|Augusta, KY | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 29, 2015 | no | Cincinnati, OH|Cincinnati, OH | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Oct 31, 2008 | Jun 1, 2009 | no | CINCINNATI, OH | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 13, 2002 | Oct 30, 2008 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jun 29, 2015 | Jun 30, 2015 | 1 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Oct 30, 2008 | Oct 31, 2008 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:OH:2015-06-25 | Jun 29, 2015 | Jun 30, 2015 | CINCINNATI, OH | Firm change |