DFX Intelligence

J••••• A••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J••••• A••••• L••••

Advisor at P•••••••• S••••••••• I•••

Raleigh, NC

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Search this name across graphsid dfx:ria:ebc8c70b-7a18-c5f3-5fb0-adbbbb4bb688

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	May 26, 2020	n/a	yes	Raleigh, NC\|Raleigh, NC	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Mar 23, 2012	May 18, 2020	no	MINEOLA, NY\|WESTBURY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	P•••••••• S••••••••• I•••	May 18, 2020	May 26, 2020	8	Firm change	Ibd to ibd
P•••••• I••••••••• C••••••• L••	B• R•••• W••••• A•••••••• I•••	Feb 29, 2012	Mar 23, 2012

Relationships

Registered with (6)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
May 26, 2020 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2012 to May 18, 2020factForm ADV
→ P•••••• I••••••••• C••••••• L••Registered adviserregistration: previous registration
Jan 6, 2010 to Feb 29, 2012factForm ADV
→ G•••••••• F••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebc8c70b-7a18-c5f3-5fb0-adbbbb4bb688
First observed: Aug 15, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.