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Advisor at LPL FINANCIAL LLC
TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 31, 2013 | n/a | yes | TUCSON, AZ | Current employment |
| LOF LOPEZ & ASSOCIATES, LLC | Former SEC adviser | Nov 26, 2007 | Jul 24, 2013 | no | TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LOF LOPEZ & ASSOCIATES, LLC | LPL FINANCIAL LLC | Jul 24, 2013 | Jul 31, 2013 | 7 | Firm change | Other |